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Law Office of Vincent DiCarlo |
Email: vdicarlo@dicarlolaw.com |
Do it Yourself or Get a Lawyer?
Every investor who thinks he may have a claim should consult a lawyer who is experienced with representing investors before making the decision whether to be represented or to go it alone. There are many lawyers who are willing to give you a free consultation without any obligation, including the one who sponsors this site. You can reach us by calling the telephone number at the top of this page or by clicking one of the email links.
If, after consulting a lawyer, you determine that you do not have the choice of a FINRA (formerly known as NASD) arbitration or that you can and should pursue your claims in court, you should get a lawyer to represent you if it is at all possible.
If you have the option of a FINRA arbitration, going it alone may be attractive for some people. FINRA says that its rules were written to make it possible for investors to pursue their own claims without help, and some people do just that. Claims can be filed online or by mail. FINRA will also allow you to be represented or assisted by a nonlawyer, such as an accountant, broker, friend, or relative in whom you may have confidence.
On the other hand, it is likely that your opponents will be represented by able and experienced legal counsel, and it is likely that, if you do not have a lawyer, you will be at a significant disadvantage. Arbitrators usually try to follow the law, so not knowing the law as well as a lawyer is a handicap. An experienced investor's lawyer will know how to calculate your damages to maximize your recovery if you should win, will be able to secure appropriate expert testimony if that is appropriate, and will know how to gather and present the relevant evidence. As one of those lawyers, I have to recommend that you get one to represent you if you can.
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DISCLAIMER: The information at this site is
provided as a public service. It is not intended as legal advice and
should not be relied upon. You are advised to consult legal counsel
before adopting any of the ideas or suggestions in this material,
which may or may not be applicable in your jurisdiction or to your
specific situation.
Copyright © 1999-2008 Vincent DiCarlo