Do it Yourself or Get a Lawyer -- Investor Recovery Center. Whether an investor should get an attorney or go it alone in pursuing arbitration to recover money lost due to misconduct, fraud, and bad advice by stockbrokers and investment advisors

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Investor Recovery Center
Sacramento law office: litigation, business law, and arbitration

Nationwide Toll Free: (800) 699-2728

Sponsored by the
Law Office of Vincent DiCarlo

Email: vdicarlo@dicarlolaw.com

Do it Yourself or Get a Lawyer?

Every investor who thinks he may have a claim should consult a lawyer who is experienced with representing investors before making the decision whether to be represented or to go it alone. There are many lawyers who are willing to give you a free consultation without any obligation, including the one who sponsors this site. You can reach us by calling the telephone number at the top of this page or by clicking one of the email links.

If, after consulting a lawyer, you determine that you do not have the choice of a FINRA (formerly known as NASD) arbitration or that you can and should pursue your claims in court, you should get a lawyer to represent you if it is at all possible.

If you have the option of a FINRA arbitration, going it alone may be attractive for some people. FINRA says that its rules were written to make it possible for investors to pursue their own claims without help, and some people do just that. Claims can be filed online or by mail. FINRA will also allow you to be represented or assisted by a nonlawyer, such as an accountant, broker, friend, or relative in whom you may have confidence.

On the other hand, it is likely that your opponents will be represented by able and experienced legal counsel, and it is likely that, if you do not have a lawyer, you will be at a significant disadvantage. Arbitrators usually try to follow the law, so not knowing the law as well as a lawyer is a handicap. An experienced investor's lawyer will know how to calculate your damages to maximize your recovery if you should win, will be able to secure appropriate expert testimony if that is appropriate, and will know how to gather and present the relevant evidence. As one of those lawyers, I have to recommend that you get one to represent you if you can.

For more information or a free consultation, call us toll free nationwide at 800-699-2728 or e-mail us at vdicarlo@dicarlolaw.com

DISCLAIMER: The information at this site is provided as a public service. It is not intended as legal advice and should not be relied upon. You are advised to consult legal counsel before adopting any of the ideas or suggestions in this material, which may or may not be applicable in your jurisdiction or to your specific situation.
This page last updated on April 8, 2008
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